2020 Annual Report

NASCO ANNUAL REPORT ON STATE ENFORCEMENT AND REGULATION



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NASCO is pleased to release its Annual Report on State Regulation and Enforcement covering January 2019-March 2020.  The report provides a representative sample of cases and other initiatives in the areas of: I. Deceptive Solicitation; II. Governance and Breach of Fiduciary Duties; III. Trust & Estate Issues; IV. Health Care; and V. Other, including Registration, Legislation, and Guidance.  Thank you to our state members and our federal counterparts for providing the descriptions of their important work.